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Alabama Securities Commission

Alabama Securities Commission Email Formats

Government AdministrationFlag of USMontgomery, Alabama, United States51-100 Employees

Alabama Securities Commission Email Formats

Alabama Securities Commission uses 3 email formats. The most common is {first initial}.{last name} (e.g., j.doe@asc.alabama.gov), used 70.5% of the time.

FormatExamplePercentage
{first initial}.{last name}
j.doe@asc.alabama.gov
70.5%
{first name}.{last name}
john.doe@asc.alabama.gov
27.3%
{last name}.{first initial}
doe.j@asc.alabama.gov
2.3%

Key Contacts at Alabama Securities Commission

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Feaga Steve

Deputy Director Enforcement And Litigation

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Chris Rhodes

Executive Assistant To Director

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Renee Sanders

Accounting Director

Company overview

Headquarters445 Dexter Ave, Montgomery, Alabama 36104, US
Phone number+18002221253
Website
NAICS92
SIC922
Employees51-100
Socials

About Alabama Securities Commission

The Alabama Securities Commission (ASC) regulates the securities industry in Alabama. The Commission is committed to protect investors against securities fraud and provides aggressive enforcement actions against any firm or individual who has violated the Alabama Securities Act or other state and federal statutes to the detriment of Alabama investors. The Alabama Securities Act provides for the licensing and regulation of securities broker-dealers, agents, investment advisers and investment adviser representatives, and financial planners. The Commission regulates the individual securities through registration. All of the above entities must be registered with the ASC to conduct business in Alabama unless subject to a statutory exemption from registration. The Commission promotes financial literacy to all citizens and students in Alabama by providing presentations, free information and access to curricula for financial literacy education. Prepare yourself to make an informed investment decision! Contact the Alabama Securities Commission to determine if the representative and firm with whom you wish to do business are properly registered in Alabama. Our staff can also provide free information relating to the disciplinary history (crime, complaints, civil law suits, etc), educational background and work experience of a firm or representative.

Employees by Management Level

Total employees: 51-100

Seniority

Employees

Entry
Manager
Senior

Employees by Department

Alabama Securities Commission has 23 employees across 4 departments.

Departments

Number of employees

Funding Data

Alabama Securities Commission has never raised funding before.

Frequently asked questions

Alabama Securities Commission is located in Montgomery, Alabama, US.
You can reach Alabama Securities Commission at +18002221253.
Alabama Securities Commission has approximately 51-100 employees. The company continues to grow its workforce to support its business operations and expansion.

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