Alternative Regulatory Solutions Revenue
Financial Services • 
Roseland, New Jersey, United States • 1-10 Employees
Alternative Regulatory Solutions revenue & valuation
| Annual revenue | $684,440 |
| Revenue per employee | $86,000 |
| Estimated valuation?This valuation is estimated based on industry average for the Financial Services industry and current estimated revenues | $2,200,000 |
| Total funding | No funding |
Key Contact at Alternative Regulatory Solutions
Ted Vogtman
Assistant Vice President
Company overview
| Headquarters | 101 Eisenhower Parkway, Suite 404, Roseland, NJ 07068, US |
| Phone number | +19736189500 |
| Website | |
| NAICS | 52 |
| SIC | 874 |
| Keywords | Regulatory Compliance, Compliance Outsourcing, Inquiries, Subpoenas, Sec Regulation, Amend And Update Sec Forms Ma, Annual G-44 Certification Reviews And Reporting, Compliance Support For Rfps, G-37 Political Contribution Reports, Ma-I And Msrb Form A-12, Msrb Form A-12, Support And Assistance With Regulatory Exams, Sweep Letters, Compliance Support For Irma, Exception Identification And Management Reporting, Firm And Individual Registrations, Regulatory And Industry Best Practice Bulletins, Surveillance Programs, Written Supervisory Procedures, Internal Audits. |
| Founded | 2009 |
| Employees | 1-10 |
Alternative Regulatory Solutions Email Formats
Alternative Regulatory Solutions uses 1 email format. The most common is {first name}{last name} (e.g., johndoe@alternativereg.com), used 100% of the time.
| Format | Example | Percentage |
|---|---|---|
{first name}{last name} | johndoe@alternativereg.com | 100% |
About Alternative Regulatory Solutions
Alternative Regulatory Solutions, LLC (ARS) provides expert compliance outsourcing services for Broker Dealers, Bank Dealers, and Municipal Advisors. Manage your risk with ARS on your team conducting annual 3130 reporting, anti-money laundering training, regulatory filings, written supervisory procedures, surveillance, regulatory bulletins, expert witness research and testimony, as well as audit and regulatory support. Certified by the WBENC as a Women's Business Enterprise (WBE) ARS also specializes in Municipal Advisor Compliance services that include initial and annual registration preparation and regulatory filings. ARS will amend and update SEC Forms MA, MA-I and MSRB Form A-12 for changes in personnel, firm and individual registrations, and will file G-37 political contribution reports. ARS also creates, amends, and updates written supervisory procedures and surveillance programs, exception identification and management reporting, as well as provide regulatory and industry best practice bulletins. ARS conducts on-site and off-site training, provides compliance support for RFPs, IRMA, and engagement letters, annual G-44 certification reviews and reporting, and we provide support and assistance with regulatory exams, inquiries, subpoenas, sweep letters, and internal audits.
Employees by Management Level
Total employees: 1-10
Seniority
Employees
Employees by Department
Alternative Regulatory Solutions has 3 employees across 1 departments.
Departments
Number of employees
Funding Data
Alternative Regulatory Solutions has never raised funding before.
Alternative Regulatory Solutions Tech Stack
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