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About Cardinal Compliance Services

Cardinal Compliance Services LLC ("Cardinal Compliance") is a new innovative outsourced regulatory compliance solutions group covering Investment Advisers, Hedge Funds, Broker Dealers, Private Equity Firms and other structures. Cardinal Compliance was established to address the unique requirements of the "new era of compliance" emanating from the financial crisis of 2008 and the aftermath of the Madoff fraud scandal. Today's financial services professionals need the proper guidance and expertise in establishing and implementing robust internal controls. Investors need to be assured that extensive due diligence and asset protection exists in all areas. Regulators are mandating a higher standard that could potentially be cost prohibitive to put in effect. Cardinal Compliance is the answer to all these important requirements. Cardinal Compliance is comprised of industry veterans who have managed very successful compliance programs within successful, growing investment entities and prominent financial institutions. This is an important differentiating factor from most typical compliance "consulting" firms. The current regulatory environment necessitates having both the requisite knowledge and experience of global regulations and also the pragmatic understanding of the operations of the industry and its products in order to enable growth and yet foster robust corporate governance. The Cardinal advantage lies in its ability to provide the skills, strength and agility to navigate any kind of market and any kind of regulatory climate. The Cardinal platform combines hands on expertise with cutting edge technology to create customized holistic programs and individual project solutions. The Cardinal team is your trusted resource for up to date consulting services, interactive education programs and overall regulatory best practices.

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