Compliance Exchange Group (CXG) Email Formats

Financial Services • Nesconset, New York, United States • 11-20 Employees

Compliance Exchange Group (CXG) Email Formats

Compliance Exchange Group (CXG) uses 2 email formats. The most common is {first initial}{last name} (e.g., jdoe@cxgllc.com), used 61.5% of the time.

Format	Example	Percentage
{first initial}{last name}	jdoe@cxgllc.com	61.5%
{first name}{last name}	johndoe@cxgllc.com	38.5%

Key Contacts at Compliance Exchange Group (CXG)

Christopher Driscoll

Executive, Founder

Alvaro Pereyra

Broker Dealer Chief Executive Officer

Brian Zwolak

Director Of Finance And Client Services

Company overview

Headquarters	732 Smithtown Bypass, Suite 203, Smithtown, New York 11787, US
Phone number	+16315955305
Website	cxgllc.com
NAICS	52
SIC	621
Keywords	Investment Banking, M&A Advisory, Broker-Dealer, M&A, Risk Mitigation, Outsourced Cfo, Finra, Series 24, Compliance Officer, Finop, Chief Compliance Officer, Series 79, Outsourced Cco, Bd Compliance, Investment Banking Principal, Registered Options Principal, Series 4
Founded	2013
Employees	11-20
Socials

About Compliance Exchange Group (CXG)

CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If you’re a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. ➜Principal Outsourcing Seasoned CCOs, FINOPs and 24s ready to help you reduce costs, manage risk, and even clear trades. Grow & lead your firm into new markets; all as rapidly as your business demands. ➜BD Compliance Services, putting our clients in the lead. Customizable, cost-effective compliance services that transform your compliance into your leading edge. With CXG, the weight of registration or compliance issues is lifted off your shoulders, clearing the way for you to focus on revenue growth. ➜Buy or Sell a Broker-Dealer As the fast-approval experts, we won’t let a CMA hold you back from doing business. CXG’s start-to-finish support gets firms open as quickly as possible. Buy a broker-dealer to get up and running fast. Or, if you need to add business lines or branch offices to your current operation, we can get you there. If you would like to sell your broker dealer, we can find you a quality buyer, ensuring a successful sale. ➜FINOP Outsourced FINOP & CFO services to cover all your SEC and FINRA compliance needs. Whether your start-up needs a FINOP or your mid-sized firm could use a seasoned CFO, we have the critical resources and leadership that your firm needs now. ➜Licenses Held: Series 24, Series 4, Series 79, Series 53, Series 27, and Series 99

Employees by Management Level

Total employees: 11-20

Seniority

Employees

Entry

C-Suite

Director

Employees by Department

Compliance Exchange Group (CXG) has 8 employees across 5 departments.

Departments

Number of employees

Funding Data

Compliance Exchange Group (CXG) has never raised funding before.

Compliance Exchange Group (CXG) Tech Stack

Discover the technologies and tools that power Compliance Exchange Group (CXG)'s digital infrastructure, from frameworks to analytics platforms.

Smart Slider 3

WordPress plugins

WP Rocket

Caching

Animate.css

UI frameworks

Apache HTTP Server

Web servers

Yoast SEO Premium

SEO

PHP

Programming languages

Calendly

Appointment scheduling

WordPress

Blogs

Google Analytics

Analytics

Bootstrap

UI frameworks

Yoast SEO

SEO

WooCommerce

Ecommerce

Frequently asked questions

Compliance Exchange Group (CXG) is located in Nesconset, New York, US.

You can reach Compliance Exchange Group (CXG) at +16315955305.

Compliance Exchange Group (CXG) was founded in 2013, making it 13 years old. The company has established itself as a significant player in its industry over this time.

Compliance Exchange Group (CXG) has approximately 11-20 employees. The company continues to grow its workforce to support its business operations and expansion.