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About Compliance Management Associates

Compliance Management Associates LLC is a BSA Risk Management & Control Consulting firm based in South Florida - designated both as a critical High-Intensity Drug Trafficking Area (HIDTA) and a High-Intensity Financial Crime Area (HIFCA). Our offering, which includes fractional Bank Secrecy Act/Anti-Money Laundering (BSA/AML) services, is targeted to assist our clients in addressing risk management issues emanating typically from passive oversight, insufficient policies, procedures and expertise, deficient risk monitoring and reporting and inadequate BSA/AML training. Expertise includes: BSA, AML, OFAC Compliance Risk & Control Management Compliance Monitoring & Testing (CMT) Issues and Remediation Planning Enforcement Action Remediation We serve banks, non-bank financial institutions, broker-dealers, and credit unions. The accomplished team at CMA not only possesses seasoned expertise in banking operations but also boasts a C-suite background, showcasing extensive experience and a comprehensive understanding of regulatory affairs. We adopt a collaborative approach with the client in determining the priority of the areas to be scheduled for review in the consulting engagement based on the annual risk assessment, audit findings and regulatory exam findings. Connect with us today if you want to ✔ Benefit from an independent review of oversight effectiveness regarding compliance risks, which entails critical and robust evaluation and testing of the internal controls system including policies and procedures to ensure you satisfy regulatory mandates ✔ Secure expert guidance and assistance in the remediation of enforcement actions ✔ Alleviate any concerns regarding independent testing for compliance with trade finance transactions

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