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About FinGarde

At FinGarde our true passion is Excellent Service – technology is our means to fulfill that passion. Though it takes many forms, it always boils down to treating everyone with the highest level of respect and considering others’ needs before our own. Our primary mission is to lower risk, maximize security, and ease the operational burdens of technology for all Registered Investment Advisors. We accomplish this mission by taking a confident, yet humble, approach to technology, business, and compliance. There is a seemingly overwhelming amount to know about technology, compliance, and how they work together and there are hundreds of products and services to choose from. To simplify this process we start with an industry-recognized framework (NIST CSF), highlight FINRA and SEC requirements, review your in-house policies, and ensure that your technology stack meets or exceeds those written requirements. We love technology and we have built a technology stack that is tailor-made for Registered Investment Advisors. We also understand your business, tools, and regulatory needs and we know that not every firm is in the same place. Therefore, we focus on where you are, build a technology roadmap that makes sense for your firm, and then we manage and implement your custom technology roadmap. If you are a Financial Advisor and you are concerned about your technology, cybersecurity, or compliance give us a call or request a FREE Cybersecurity Risk Assessment (CSRA) by going to: https://www.fingarde.com/cyberaudit/

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