Hazard & Siegel

About Hazard & Siegel

Financial planning and preparing for the future is critical. At Hazard & Siegel, we have a deep understanding of this significance. With over 50 years of experience, we proudly stand as the oldest independent broker-dealer and RIA in Upstate New York. Our core values are rooted in four key principles: entrepreneurship, compliance, integrity, and transparency. What sets us apart is our commitment to independence. Our financial representatives operate on their terms, without the pressure of monthly quotas or the need to push proprietary products onto clients. We collaborate with financial professionals who share our values, ensuring they can provide unbiased investment advice and services to their clients. In return, they benefit from a robust business environment, maintain their independence, and pursue a fulfilling career in their passion. Hazard & Siegel offers a wide range of non-proprietary products, including mutual funds, managed accounts, alternative products, annuities, and life insurance. Moreover, our deep understanding of compliance, industry expertise, and marketing services empower our financial professionals to craft effective business plans and position themselves to serve their clients optimally. We provide the support and infrastructure for independent financial professionals to deliver top-quality products and services to investors across our service areas.

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