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About JW Compliance Limited

JW Compliance provides a bespoke professional compliance service, principally but not exclusively, to the investment fund management sector, and prides itself on being able to offer a pragmatic approach to a constantly changing tide of financial services regulation and training needs. These needs are addressed by a breath and depth of knowledge and experience forged in compliance consulting. The areas that JW Compliance Ltd is able to cover include:- * Drafting and updating of compliance manuals and monitoring programmes * Drafting admission documents including Part IV Permission applications * Conducting and reporting to firms on pre regulatory inspections in preparation for FSA “themed” visits. * Assisting firms during visits from the Regulator. * Reporting relating to quarterly compliance reviews, highlighting and prioritising suggested areas of review and advising on the implementation of such modifications. * Advising clients in relation to all areas of compliance within their risk profile and business operations. * Reviewing and researching FSA Consultation Papers and their practical application to clients needs. * Drafting, updating, maintaining and implementing new compliance monitoring programmes including compliance logs, registers and procedures. * Conducting and reviewing training and competence issues and delivery of specific training areas such as anti-money laundering.

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