


NCA Compliance Revenue
Investment Management • Seattle, Washington, United States • 1-10 Employees
NCA Compliance revenue & valuation
| Annual revenue | $85,555 |
| Revenue per employee | $86,000 |
| Estimated valuation?This valuation is estimated based on industry average for the Investment Management industry and current estimated revenues | $273,776 |
| Total funding | No funding |
Key Contact at NCA Compliance
Hayley Nelson
President and Principal Consultant
Company overview
| Headquarters | 1700 7th Ave, Suite 2100, Seattle, Washington 98101, US |
| Phone number | +18774561380 |
| Website | |
| NAICS | 5231 |
| SIC | 628 |
| Keywords | Regulatory Filings, Mock Audits, Advisor Registration, Cco Outsourcing, Forensic Testing / Annual Review, Marketing And Advertising Review |
| Employees | 1-10 |
| Socials |
NCA Compliance Email Formats
NCA Compliance uses 1 email format. The most common is {first initial}{last name} (e.g., jdoe@ncacompliance.com), used 100% of the time.
| Format | Example | Percentage |
|---|---|---|
{first initial}{last name} | jdoe@ncacompliance.com | 100% |
About NCA Compliance
NCA Compliance, Inc. specializes in helping investment advisors, investment companies, mutual funds, and private funds nationwide establish, strengthen and improve their compliance programs. Services include mock audits, forensic testing, CCO outsourcing, and advisor registration, all of which are provided by former SEC staff. Services can be provided on-site and/or off-site, depending on your needs and preferences. Hayley Nelson, the President and Principal Consultant of NCA Compliance, has 20 years of experience in the securities industry, including 5 years with the SEC and 8 years as Director of Compliance of a $100 billion investment advisor in New York.
Employees by Management Level
Total employees: 1-10
Seniority
Employees
Funding Data
NCA Compliance has never raised funding before.
Frequently asked questions
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