


Quadrant Regulatory Group Email Formats
Financial Services • Manhattan, New York, United States • 1-10 Employees
Quadrant Regulatory Group Email Formats
Quadrant Regulatory Group uses 2 email formats. The most common is {first initial}{last name} (e.g., jdoe@quadrantregulatory.com), used 66.7% of the time.
| Format | Example | Percentage |
|---|---|---|
{first initial}{last name} | jdoe@quadrantregulatory.com | 66.7% |
{last name}{last name} | doedoe@quadrantregulatory.com | 33.3% |
Key Contact at Quadrant Regulatory Group
Nicholas Pallante
Managing Director
Company overview
| Headquarters | 122 E 42nd St, Suite 2902, New York, NY 10168, US |
| Phone number | +16469301900 |
| Website | |
| NAICS | 52 |
| SIC | 872 |
| Keywords | AML, BCP, Compliance Training, Compliance Consulting, CMA, Annual Compliance Meeting, Finop, WSP, CRD, Membership Applications, Annual Rule 206 Reviews, Anti-Money Laundering Tests, Finop And Accounting, Investment Adviser Consulting, Supervisory Controls Testing, NMA, 3120, 15C3-1 |
| Founded | 2011 |
| Employees | 1-10 |
| Socials |
About Quadrant Regulatory Group
Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law. Our services include, but are not limited to, FINOP and accounting support, compliance program development, risk assessments and testing, policy and procedure development, regulatory exam preparation, and ongoing compliance monitoring. Our team of experts has a deep understanding of the regulatory landscape, and we stay up to date on the latest changes and developments to ensure that our clients are always ahead of the curve. With our help, you can rest assured that your organization is fully compliant with all relevant regulations and can focus on your core business priorities.
Employees by Management Level
Total employees: 1-10
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Employees by Department
Quadrant Regulatory Group has 3 employees across 3 departments.
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Funding Data
Quadrant Regulatory Group has never raised funding before.
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