RIA Compliance Group

Financial Services • Boca Raton, Florida, United States • 1-10 Employees

Company overview

Headquarters	5301 North Federal Hwy., Suite 380, Boca Raton, Florida 33487, US
Phone number	+15616000565
Website	ria-compliance.com
NAICS	52
SIC	628
Keywords	Advertising Content And Compliance, Full Service Sec And State Registration, Mock Sec/State Examinations, Ongoing Compliance Assistance Program
Founded	2010
Employees	1-10
Socials

Key Contact at RIA Compliance Group

Elizabeth Slone

Director of Operations

RIA Compliance Group Email Formats

RIA Compliance Group uses 1 email format. The most common is {first initial} (e.g., j@ria-compliance.com), used 100% of the time.

Format	Example	Percentage
{first initial}	j@ria-compliance.com	100%

About RIA Compliance Group

RIA Compliance Group provides one-stop shopping for all the services a registered investment adviser needs to stay compliant. We offer retainer packages to fit almost any budget, so you are not paying for services you will never use. RIA Compliance Group can assist you with full service SEC and state registrations, advertising content creation and compliance, mock SEC/state examinations and ongoing compliance assistance services.

RIA Compliance Group revenue & valuation

Annual revenue	$16,500,000
Revenue per employee	$4,115,000
Estimated valuation?This valuation is estimated based on industry average for the Financial Services industry and current estimated revenues	$52,700,000
Total funding	No funding

Employees by Management Level

Total employees: 1-10

Seniority

Employees

Director

Funding Data

RIA Compliance Group has never raised funding before.

RIA Compliance Group Tech Stack

Discover the technologies and tools that power RIA Compliance Group's digital infrastructure, from frameworks to analytics platforms.

Modernizr

JavaScript libraries

reCAPTCHA

Security

Gravity Forms

Form builders

WP Rocket

Caching

jQuery Mobile

Mobile frameworks

Google Maps

Maps

jQuery Migrate

JavaScript libraries

Cloudflare

CDN

jQuery

JavaScript libraries

LiteSpeed

Web servers

HTTP/3

Miscellaneous

PHP

Programming languages

Frequently asked questions

RIA Compliance Group is located in Boca Raton, Florida, US.

You can reach RIA Compliance Group at +15616000565.

RIA Compliance Group was founded in 2010, making it 16 years old. The company has established itself as a significant player in its industry over this time.

RIA Compliance Group has approximately 1-10 employees. The company continues to grow its workforce to support its business operations and expansion.

Key Contact at RIA Compliance Group

Elizabeth Slone

Director of Operations

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