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SEC Compliance Consultants, (SEC³)

SEC Compliance Consultants, (SEC³) Email Formats

Financial ServicesFlag of USManhattan, New York, United States1-10 Employees

SEC Compliance Consultants, (SEC³) Email Formats

SEC Compliance Consultants, (SEC³) uses 2 email formats. The most common is {first initial} (e.g., j@seccc.com), used 66.7% of the time.

FormatExamplePercentage
{first initial}
j@seccc.com
66.7%
{first initial}{last name}
jdoe@seccc.com
33.3%

Key Contact at SEC Compliance Consultants, (SEC³)

Flag of US

John Lukan

Managing Director

Company overview

Headquarters1140 Avenue of the Americas, 9th Floor, New York, NY 10036, US
Phone number+12127064029
Websites
NAICS52
Keywords
Hedge Funds, Private Equity Funds, Real Estate Funds, Director Training, Broker Dealer Regulation, Cftc/Nfa Regulation, Investment Adviser Regulation, Investment Company Outsourced Cco Services, Investment Company Regulation, Personal Trading Compliance
Founded2003
Employees1-10
Socials

About SEC Compliance Consultants, (SEC³)

SEC Compliance Consultants, Inc. (SEC³) helps organizations bridge the SEC compliance knowledge gap. SEC³ is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC³ specializes in SEC, FINRA, CFTC, NFA and other securities regulations. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators. For more information about our services, please visit www.seccc.com or contact us at info@sec3compliance.com.

Employees by Management Level

Total employees: 1-10

Seniority

Employees

Entry
C-Suite
Senior

Employees by Department

SEC Compliance Consultants, (SEC³) has 6 employees across 4 departments.

Departments

Number of employees

Funding Data

SEC Compliance Consultants, (SEC³) has never raised funding before.

SEC Compliance Consultants, (SEC³) Tech Stack

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Swiper

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JavaScript libraries

Hello Elementor

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WordPress themes

Elementor

Elementor

Page builders

MonsterInsights

MonsterInsights

Analytics

Microsoft 365

Microsoft 365

Email

jQuery Migrate

jQuery Migrate

JavaScript libraries

jQuery

jQuery

JavaScript libraries

PHP

PHP

Programming languages

WordPress

WordPress

Blogs

MailChimp

MailChimp

Email

Google Analytics

Google Analytics

Analytics

Yoast SEO

Yoast SEO

SEO

Frequently asked questions

SEC Compliance Consultants, (SEC³) is located in Manhattan, New York, US.
You can reach SEC Compliance Consultants, (SEC³) at +12127064029.
SEC Compliance Consultants, (SEC³) was founded in 2003, making it 23 years old. The company has established itself as a significant player in its industry over this time.
SEC Compliance Consultants, (SEC³) has approximately 1-10 employees. The company continues to grow its workforce to support its business operations and expansion.

4.8

40,000 users

top 50
high performer
most used
tier 1 accuracy

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