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Securities Compliance Management

Securities Compliance Management Email Formats

Financial ServicesFlag of USBig Creek, Georgia, United States1-10 Employees

Securities Compliance Management Email Formats

Securities Compliance Management uses 2 email formats. The most common is {first initial}.{last name} (e.g., j.doe@mastercompliance.com), used 71.4% of the time.

FormatExamplePercentage
{first initial}.{last name}
j.doe@mastercompliance.com
71.4%
{first name}.{last name}
john.doe@mastercompliance.com
28.6%

Key Contacts at Securities Compliance Management

Flag of US

Kyle Weeks

Owner

Flag of US

Jeanine Blackman

Director Of Consulting, Broker-Dealer/Ria Consulting

Company overview

Headquarters6445 Shiloh Road, Suite D, Alpharetta, GA 30005, US
Phone number+16786796067
Website
NAICS52
SIC872
Keywords
Compliance Consulting, Broker Dealer Compliance, Investment Advisor Compliance, Compliance Technology Solutions, Compliance Training Solutions
Founded2003
Employees1-10
Socials

About Securities Compliance Management

Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approach and utilization of automated compliance technologies. Our approach is unique in that we utilize proprietary software, MasterSupervision, to meet the requirements of your compliance program while significantly reducing your administrative time and resources. By applying automated supervision software and document management tools, appropriate checks and balances will effectively reduce your risk and increase performance. There is a way to creative blend compliance and technology to create the ideal compliance culture.

Employees by Management Level

Total employees: 1-10

Seniority

Employees

Entry
Director
Founder/Owner

Employees by Department

Securities Compliance Management has 5 employees across 4 departments.

Departments

Number of employees

Funding Data

Securities Compliance Management has never raised funding before.

Securities Compliance Management Tech Stack

Discover the technologies and tools that power Securities Compliance Management's digital infrastructure, from frameworks to analytics platforms.

reCAPTCHA

reCAPTCHA

Security

Vimeo

Vimeo

Video players

Swiper

Swiper

JavaScript libraries

Microsoft 365

Microsoft 365

Email

jQuery Migrate

jQuery Migrate

JavaScript libraries

Apache HTTP Server

Apache HTTP Server

Web servers

jQuery

jQuery

JavaScript libraries

PHP

PHP

Programming languages

WordPress

WordPress

Blogs

Google Analytics

Google Analytics

Analytics

Bootstrap

Bootstrap

UI frameworks

Yoast SEO

Yoast SEO

SEO

Frequently asked questions

Securities Compliance Management is located in Big Creek, Georgia, US.
You can reach Securities Compliance Management at +16786796067.
Securities Compliance Management was founded in 2003, making it 23 years old. The company has established itself as a significant player in its industry over this time.
Securities Compliance Management has approximately 1-10 employees. The company continues to grow its workforce to support its business operations and expansion.

4.8

40,000 users

top 50
high performer
most used
tier 1 accuracy

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