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Securities Litigation Analysts

Securities Litigation Analysts

Legal ServicesFlag of USWashington, District of Columbia, United States11-20 Employees

Company overview

Headquarters3427 34th Pl NW, Washington, District of Columbia 20016, US
Phone number+12027946752
Website
NAICS5411
SIC738
Keywords
Litigation Support, Quantitative Securities Analysis, Expert-Witness Testimony, Financial Markets Consulting, Industry Liability Consulting, Investor Suitability And Supervision Analysis
Employees11-20
Socials

Key Contact at Securities Litigation Analysts

Flag of US

Richard Pica

Vice President & Partner

Securities Litigation Analysts Email Formats

Securities Litigation Analysts uses 2 email formats. The most common is {first initial}{last name} (e.g., jdoe@sla-dc.com), used 60% of the time.

FormatExamplePercentage
{first initial}{last name}
jdoe@sla-dc.com
60%
{first name}{last name}
johndoe@sla-dc.com
40%

About Securities Litigation Analysts

For nearly 30 years, SLA principals have provided quantitative securities analysis and investor suitability and supervision analysis to clients involved in FINRA & AAA arbitrations, civil court proceedings, regulatory reviews, and firm’s in-house internal investigations. We have been retained in more than 5,000 matters and have provided expert-witness testimony in more than 350 arbitration hearings. We offer our clients: Detailed analysis and reporting Our services include quantitative securities and portfolio analyses. These detailed, case-specific analyses are invaluable to help counsel evaluate the opposing party’s assertions, value financial exposure to the firm, and provide evidence in defense of the firm and its employees at arbitration hearings. Expert consulting We provide consulting services as experts on the quantitative issues of a case, and on case-specific industry liability issues such as supervision, suitability, trade authorization, and account authorization and control. We also provide more-general consulting on financial markets and retail financial instruments and products. Broad expertise We are experts on a wide variety of investment products: common stocks, preferred stocks, listed options, margin usage, exchange-traded funds, master limited partnerships, REITs, open- and closed-end mutual funds, hedge funds, private placements, private equity investments exempt from SEC registration, variable annuities, variable universal life contracts, municipal and corporate bonds, asset-backed securities, and many other financial instruments. Experience on the witness stand SLA’s principals have more than 60 years combined experience working in litigation support, primarily with retail brokerage clients. We also bring decades of experience working directly in the financial services industry and in brokerage firm retail branch offices. Our experts have testified in more than 350 arbitration hearings.

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Securities Litigation Analysts revenue & valuation

Annual revenue$941,105
Revenue per employee$86,000
Estimated valuation?$3,100,000
Total fundingNo funding

Employees by Management Level

Total employees: 11-20

Seniority

Employees

Partner
Entry

Employees by Department

Securities Litigation Analysts has 1 employees across 1 departments.

Departments

Number of employees

Funding Data

Securities Litigation Analysts has never raised funding before.

Frequently asked questions

Securities Litigation Analysts is located in Washington, District of Columbia, US.
You can reach Securities Litigation Analysts at +12027946752.
Securities Litigation Analysts has approximately 11-20 employees. The company continues to grow its workforce to support its business operations and expansion.

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40,000 users

top 50
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tier 1 accuracy

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