Thornton & Associates

Financial Services • Pasadena, California, United States • 11-20 Employees

Company overview

Headquarters	3452 E Foothill Blvd., 800, Pasadena, California 91107, US
Phone number	+16263560200
Website	thorntonandassociates.com
NAICS	52
Keywords	Compliance Training, Compliance Consulting, Aml Training, State Registrations, Aml Audits, Annual Compliance Meeting, Broker Dealer Regulatory Compliance, Finop Services, Ria Compliance, Starting A Broker Dealer, Supervisory Procedures, Written Supervisory Procedures
Founded	2007
Employees	11-20
Socials

Key Contact at Thornton & Associates

Spencer Thornton

Owner

Thornton & Associates Email Formats

Thornton & Associates uses 1 email format. The most common is {first initial} (e.g., j@thorntonandassociates.com), used 100% of the time.

Format	Example	Percentage
{first initial}	j@thorntonandassociates.com	100%

About Thornton & Associates

Thornton & Associates, LLC’s consultants have provided customized compliance solutions to FINRA member broker dealers since 2001. Our clients have ranged from one-person owner operators to multi-million dollar corporations. Our staff is comprised of industry professionals who possess a unique combination of expertise both as regulators and as seasoned registered representatives. Whether you are a start up firm that needs to develop written policies and procedures for the registration process, or an established firm that requires a mock audit, or assistance in maintaining your procedures, TAA provides a complete range of services that are customized to keep you in compliance. Our goal is to ensure that our clients are protected and positioned to face a regulatory audit with confidence and complete understanding.

Thornton & Associates revenue & valuation

Annual revenue	$8,457,078
Revenue per employee	$651,000
Estimated valuation?This valuation is estimated based on industry average for the Financial Services industry and current estimated revenues	$27,100,000
Total funding	No funding

Employees by Management Level

Total employees: 11-20

Seniority

Employees

Entry

Manager

Founder/Owner

Employees by Department

Thornton & Associates has 5 employees across 5 departments.

Departments

Number of employees

Funding Data

Thornton & Associates has never raised funding before.

Thornton & Associates Tech Stack

Discover the technologies and tools that power Thornton & Associates's digital infrastructure, from frameworks to analytics platforms.

jQuery CDN

CDN

Slick

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lit-element

JavaScript libraries

Google Maps

Maps

lit-html

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jQuery Migrate

JavaScript libraries

MariaDB

Databases

jQuery

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PHP

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HSTS

Security

WordPress

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Google Analytics

Analytics

Frequently asked questions

Thornton & Associates is located in Pasadena, California, US.

You can reach Thornton & Associates at +16263560200.

Thornton & Associates was founded in 2007, making it 19 years old. The company has established itself as a significant player in its industry over this time.

Thornton & Associates has approximately 11-20 employees. The company continues to grow its workforce to support its business operations and expansion.

Key Contact at Thornton & Associates

Spencer Thornton

Owner

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