VEGA Compliance Consulting Email Formats

Financial Services • New York Metropolitan Area, United States • 1-10 Employees

Key Contact at VEGA Compliance Consulting

Michael Evans

Founder

Company overview

Headquarters	New York Metropolitan Area, United States
NAICS	52
Keywords	Derivatives, Surveillance, Remediation, Operations, Training, Compliance, Regulatory Affairs, Expert Witness, Outsourced Chief Operating Officer, Monitorship, Outsourced Chief Compliance Officer
Founded	2023
Employees	1-10

About VEGA Compliance Consulting

Independent Consulting and Monitoring to hedge regulatory and operational risk on sell-side and buy-side | Save $$$Millions in reduced fines with proactive, independent validation of your own remediation work | Expert Witnesses for Securities Litigation | Outsourced CCO's and COO's Our team has worked for: Goldman Sachs, Morgan Stanley, Lehman, BNP Paribas, and more. Our team has partnered with: Cornerstone Research, The Brattle Group, Bates, GLG, Guidepoint, Dialectica, and several law firms. A great team of consultants with decades of in-house experience! • Nancy C. - KYC/AML/Sanctions expert; BNP Paribas; UConn Law • David C. - Off-Channel communications & data expert, investigator, and ICC – Monitor • Michael R. - Derivatives / Prime Brokerage attorney; Goldman, Morgan Stanley, Coinbase; Cornell Law • Eric C. - Chief Risk Officer (Buy & Sell-side); Goldman, $24B hedge fund, NYU Stern MBA • Joe L. - Equity Trader / Risk Manager - 40+ years • Chris K - COO, Program Director; Scotia, Barclays, JPM; Yale, Merchant Marine • Greg O - CFO, NYSE Euronext markets; Goldman, Lehman, PwC; entrepreneur • Kate W. - APAC Fixed Income expert; Singapore/Hong Kong; entrepreneur; bi-lingual Several others …plus interns from Fairfield, Seton Hall, and Northeastern Universities…

Employees by Management Level

Total employees: 1-10

Seniority

Employees

Founder/Owner

Employees by Department

VEGA Compliance Consulting has 1 employees across 1 departments.

Departments

Number of employees

Funding Data

VEGA Compliance Consulting has never raised funding before.

Frequently asked questions

VEGA Compliance Consulting is located in New York Metropolitan Area, US.

VEGA Compliance Consulting was founded in 2023, making it 3 years old. The company has established itself as a significant player in its industry over this time.

VEGA Compliance Consulting has approximately 1-10 employees. The company continues to grow its workforce to support its business operations and expansion.

Key Contact at VEGA Compliance Consulting

Michael Evans

Founder

4.8

40,000 users