


Simon Compliance
Legal Services • Chicago, Illinois, United States • 11-20 Employees
Company overview
| Headquarters | 180 N LaSalle St, Chicago, Illinois 60601, US |
| Phone number | +13123257340 |
| Website | |
| NAICS | 5411 |
| SIC | 628 |
| Keywords | Hedge Funds, Real Estate Funds, Venture Capital Funds, Securities Compliance For Private Equity Funds, Investment Advisory Firms |
| Founded | 2010 |
| Employees | 11-20 |
| Socials |
Key Contacts at Simon Compliance
Andrea Shand
Senior Managing Director
Kelley Gambrell
Senior Managing Director
Charlotte Bentlif
Director Of Project Management
Simon Compliance Email Formats
Simon Compliance uses 2 email formats. The most common is {first initial} (e.g., j@simoncompliance.com), used 53.3% of the time.
| Format | Example | Percentage |
|---|---|---|
{first initial} | j@simoncompliance.com | 53.3% |
{first name} | john@simoncompliance.com | 46.7% |
About Simon Compliance
At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs. With backgrounds in both the legal and financial fields, the Simon Compliance team brings a practical market perspective to compliance. We understand the commercial component to your business and know how to assess and manage your risks. Using our expertise and a collaborative approach, we create your compliance solution, offering carefully considered advice and accessible, responsive service at every step along the way. Working together, we keep your business compliant now and in the future.
Simon Compliance revenue & valuation
| Annual revenue | $1,283,325 |
| Revenue per employee | $86,000 |
| Estimated valuation?This valuation is estimated based on industry average for the Legal Services industry and current estimated revenues | $4,200,000 |
| Total funding | No funding |
Employees by Management Level
Total employees: 11-20
Seniority
Employees
Employees by Department
Simon Compliance has 9 employees across 4 departments.
Departments
Number of employees
Funding Data
Simon Compliance has never raised funding before.
Simon Compliance Tech Stack
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Miscellaneous
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Frequently asked questions
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