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Simon Compliance

Simon Compliance

Legal ServicesFlag of USChicago, Illinois, United States11-20 Employees

Company overview

Headquarters180 N LaSalle St, Chicago, Illinois 60601, US
Phone number+13123257340
Website
NAICS5411
SIC628
Keywords
Hedge Funds, Real Estate Funds, Venture Capital Funds, Securities Compliance For Private Equity Funds, Investment Advisory Firms
Founded2010
Employees11-20
Socials

Key Contacts at Simon Compliance

Flag of US

Andrea Shand

Senior Managing Director

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Kelley Gambrell

Senior Managing Director

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Charlotte Bentlif

Director Of Project Management

Simon Compliance Email Formats

Simon Compliance uses 2 email formats. The most common is {first initial} (e.g., j@simoncompliance.com), used 53.3% of the time.

FormatExamplePercentage
{first initial}
j@simoncompliance.com
53.3%
{first name}
john@simoncompliance.com
46.7%

About Simon Compliance

At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs. With backgrounds in both the legal and financial fields, the Simon Compliance team brings a practical market perspective to compliance. We understand the commercial component to your business and know how to assess and manage your risks. Using our expertise and a collaborative approach, we create your compliance solution, offering carefully considered advice and accessible, responsive service at every step along the way. Working together, we keep your business compliant now and in the future.

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Simon Compliance revenue & valuation

Annual revenue$1,283,325
Revenue per employee$86,000
Estimated valuation?$4,200,000
Total fundingNo funding

Employees by Management Level

Total employees: 11-20

Seniority

Employees

Entry
C-Suite
Director

Employees by Department

Simon Compliance has 9 employees across 4 departments.

Departments

Number of employees

Funding Data

Simon Compliance has never raised funding before.

Simon Compliance Tech Stack

Discover the technologies and tools that power Simon Compliance's digital infrastructure, from frameworks to analytics platforms.

Twitter Emoji

Font scripts

jQuery

jQuery

JavaScript libraries

Google Tag Manager

Google Tag Manager

Tag managers

PHP

PHP

Programming languages

fullPage.js

fullPage.js

JavaScript libraries

Open Graph

Open Graph

Miscellaneous

HSTS

HSTS

Security

WordPress

WordPress

Blogs

jQuery Migrate

jQuery Migrate

JavaScript libraries

Yoast SEO

Yoast SEO

SEO

Redis Object Cache

Redis Object Cache

Caching

Google Analytics

Google Analytics

Analytics

Frequently asked questions

Simon Compliance is located in Chicago, Illinois, US.
You can reach Simon Compliance at +13123257340.
Simon Compliance was founded in 2010, making it 16 years old. The company has established itself as a significant player in its industry over this time.
Simon Compliance has approximately 11-20 employees. The company continues to grow its workforce to support its business operations and expansion.

4.8

40,000 users

top 50
high performer
most used
tier 1 accuracy

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